Compliance Officer Jobs in New York

Administrative Assistant
The candidate will be an important part of corporate legal and compliance teams. Will include the following: Conduct research and assist with compliance due diligence. Organize and maintain files. Assist with drafting of documents and contracts. Input information into datab

Paralegal - Investment Disclosures
The candidate will support the attorneys in a wide range of legal matters including corporate and securities. Partner with attorneys and other legal staff to prepare SEC filings and other materials in connection with the requirements of the Securities Acts of 1933

Legal Assistant
Seeking an eager, self-motivated, and detail-oriented Legal Assistant/ Paralegal to support the Vice President and General Counsel, as well as the other members of the Legal and Compliance team, across a wide range of matters. Will report directly to the VP & General Counsel. Help t

Coordinator, Corporate Law
The candidate will manage documents, prepare drafts of corporate documentation, including board resolutions, incorporations, dissolutions, name changes, qualifications, withdrawals and state merger documents in various jurisdictions. Prepare officer?s and secretary?s cert

Executive Assistant (to General Counsel and Chief Compliance Officer) Responsibilities: Handles and processes confidential and sensitive information. Prepares initial drafts of legal documentation for review including GC/CCO?s correspondence, memoranda, presentations, governance items, and other doc

Paralegal
The candidate will assist the Deputy Counsel for Litigation (DCL) and Deputy Counsel for Compliance (DCC). Will help DCL with all aspects of daily litigation tasks and assist DCC with subpoena demands and responses. Reports directly to the DCL and involve working on an array of legal matt

Personal Injury Paralegal
Responsibilities: Draft pleadings, discovery demands and responses, trial preparation and: Assist with the drafting and reviewing of legal documents. Investigate facts to help in the negotiation of legal disputes. Monitor and ensure compliance with state and federal regula

Legal and Compliance Senior Bankruptcy Paralegal
The candidate will manage processes and prepare documents required for retention in Chapter 11 matters; assist with getting such retention approved in Bankruptcy matters; Prepare, manage and develop engagement letters related to turnaround and restru

Medical Malpractice Paralegal
The candidate will be supporting attorneys with end-to-end carriage of medical malpractice claims, duties will include: Responding to new client enquiries; Requesting medical records and liens; Briefing medical experts; Electronic filing of pleadings and other court do

Senior Legal Assistant
The candidate will create, update, and prepare for distribution correspondence, pleadings, briefs, memorandum, reports, articles, etc., using the Company?s legal case management software, dictation and voice recognition equipment. Proofread final work product to ensure high q

Special Corporate Compliance
The candidate will provide duties include: Conducts research to locate new mandates and regulations as they are issued as well as gather any guidance or interpretation regarding the mandate or regulation. Assists with the preparation of summaries and issuance of notice

HR Compliance Analyst
The candidate responsible for supporting compliance efforts relating to all aspects of the Human Resources function, including federal contractor obligations, analysis and coordination of compliance with new state and federal legislation, maintaining compliant compensation pro

Provider Contracting Administrator
Duties: Responsible for the implementation, completion and tracking of all notices to meet regulatory and contract requirements related to services and assist with grievances and appeals notices. Responsible for screening new ancillary and professional contract re

Paralegal
Responsibilities: Providing legal and administrative support to attorneys including the production of legal briefs and cite-checking; Preparing other legal filings; Performing legal and non-legal research; Helping to ensure compliance with all applicable court rules, and to maintain case

Paralegal
The candidate will provide overall support to attorneys' business needs. Will conduct research to support legal proceedings. Assist with the drafting and reviewing of legal documents. Investigate facts to help in the negotiation of legal disputes. Monitor and ensure compliance with state

Paralegal
The candidate responsibilities will include: Give clients advice on housing court cases under supervision from and in consultation with a housing attorney supervisor. Interview clients and assess cases for legal representation. Develop and implement base-building and membership recruitmen

Housing Paralegal
The candidate works with our highly skilled and experienced, interdisciplinary legal team. Assists all attorneys with client housing-related matters and provide paralegal assistance to clients and clients referred to company for issues related to housing. Give clients advice on ho

Loan Processor
The candidate will be responsible for administration of loan submissions from intake and pre-qualification through closing, in compliance with business, legal and regulatory requirements; reviews applicant documentation to determine sufficiency for underwriting; orders and reviews re

Legal Assistant
The candidate will be responsible for assisting Senior Counsel and closing attorneys in preparing loan closing packages in connection with U.S. Small Business Administration (?SBA?) loans and for assembling a complete and scanned legal file for transmittal to post-closing department